Ally Financial Lead Auditor, Treasury and Capital Markets in Charlotte, North Carolina


Sep 23, 2016


Position Description

Responsible for executing assigned audit and advisory activities, primarily relating to Ally's Treasury and Capital Markets activities. Responsible for demonstrating skills in identifying and assessing process risks, flowcharting business processes including the supporting IT applications, identifying and evaluating the design and operational effectiveness of controls, executing and documenting audit tests. During the audit process, completes work in accordance with audit methodology, any and all applicable standards, and defined plans, budgets, and schedules.

Job Responsibilities

  • Establishes relationships with business leaders while conducting individual audits.
  • Leads execution (in-charge) of audits in accordance with Audit Services policies and procedures.
  • Generally leads one project at a time.
  • Manages plan, budget and schedule for assigned audits.
  • Supervises assigned auditors on a project by project basis.
  • Can easily identify root causes and articulate their relevance. Provides meaningful recommendations.
  • Trains / mentors staff and senior auditors. Provides feedback on audit work performed.


  • 5-7 years of corporate or public accounting/audit experience (financial services/banking background preferred)
  • CPA Preferred
  • Bachelor's degree
  • Detail-oriented, deadline driven, self-directed and organized individual
  • Good written and verbal communications skills
  • Proven ability to excel in highly interactive team environment
  • Able to understand risk and control concepts
  • Working knowledge of Microsoft Office applications (Word, Excel, and Powerpoint)
  • Available to travel

Ally Overview

Ally Financial Inc. (NYSE: ALLY) is a leading digital financial services company and a top 25 U.S. financial holding company offering financial products for consumers, businesses, automotive dealers and corporate clients. Ally's legacy dates back to 1919, and the company was redesigned in 2009 with a distinctive brand, innovative approach and relentless focus on its customers. Ally has an award-winning online bank (member FDIC), one of the largest full service auto finance operations in the country, a complementary auto-focused insurance business, a growing digital wealth management and online brokerage platform, and a trusted corporate finance business offering capital for equity sponsors and middle-market companies.

Business Unit/Enterprise Function

Audit Services contributes to Ally's success by providing stakeholders with timely, relevant and objective enterprise-level perspectives and assurance regarding, the effectiveness of governance, risk management and internal control. Audit teams are organized to support Ally's major business units and corporate functions and operate in accordance with the International Professional Practices Framework of the Institution of Internal Auditors (IIA).

Total Rewards Information

Ally's compensation program offers market-competitive base pay and bonus pay potential based on achieving personal and company goals. Plus, we have a flexible paid time-off program with an emphasis on work-life balance.

Ally offers a variety of benefits to protect your health and well-being, provide financial security and balance your work-life needs including:

  • Industry-leading 401K Retirement Savings Plan including Matching and Company Contributions
  • Comprehensive wellness program with financial incentives designed to help you achieve your best health
  • Flexible health insurance options including dental and vision
  • Pre-tax Health Savings Account with generous employer contributions
  • Pre-tax dependent care and commuter benefits
  • Other work-life integration benefits including Paid Parental & Caregiver Leave, Adoption Assistance, Back-up Child & Adult/Elder Care, Child Care Discounts, Tuition Reimbursement, LifeMatters Employee Assistance Program, Weight Watchers and other employee discount programs

Ally is an Equal Opportunity Employer

We extend equal employment opportunities to qualified applicants and employees on an equal basis regardless of an individual's age, race, color, sex, religion, national origin, disability, sexual orientation, gender identity or expression, pregnancy status, marital status, military or veteran status, genetic disposition or any other reason protected by law.



AVAILABLE WORK LOCATIONS: North Carolina (Charlotte)