T. Rowe Price Senior Technical Auditor in Owings Mills, Maryland
Our mission as a leading investment management firm is to help our clients achieve their long-term financial goals. We believe our associates are the key to this mission and we are always looking for talented individuals who share our commitment to our client’s success.If you’re looking for challenging work experiences and the ability to learn in a collaborative culture, we invite you to explore the opportunities available at T. Rowe Price.
PRIMARY PURPOSE OF THE POSITION
The Senior Technical Auditor develops and implements audit plans of internal business processes and controls, application systems, general controls, and technical infrastructure; develops recommendations to Business Unit management based on audit findings and root cause in order to enhance and improve operations, reports on audit findings and resolution to company senior management, and monitors the status of Corrective Action Plans to ensure they are being implemented to remediate control weaknesses and mitigate risk.
Execute Project Scope and Objectives
Interview and observe process owners to document the process and identify the key controls imbedded in the process
Assist in the planning process in order to clearly understand the audit scope and objectives.
Conduct appropriate background research for the assigned project
Execute the audit program or project plan
Demonstrate a broad knowledge and understanding of the Information Security controls and processes.
Identify Control gaps and demonstrate an understanding of the difference between control gaps and process improvements.
Follow a standard internal audit methodology
Create appropriately documented work papers
Develop and execute comprehensive tests of controls using all available and appropriate tools (e.g. data mining, flow charts, etc.). Testing is always preferred over conversations/observations.
Develop and document appropriate audit findings, conduct root cause analysis and impact analysis.
Track the status of outstanding CAPS, work with business unit management to get updates and perform appropriate testing to confirm remediation.
For assigned audits, effectively demonstrate an ability to understand business risks and the key controls implemented to mitigate those risks.
Exhibit the ability to see the broader picture and not be lost in the details.
For each assigned audit project, evaluate the proposed budget and timeline and propose any necessary changes.
For each assigned audit project, demonstrate an ability to self-manage and complete the project within the assigned budget and agreed upon timeframe.
Follow the established Audit Workflow of the department and proactively communicate the status of the project to BU and IAD management.
Demonstrate an ability to effectively work with the business and internal audit management to ensure that all requirements are completed within the targeted timeline and budget.
Handle multiple projects
Effectively and timely communicate the results of testing and identified issues to IAD management and BU management.
Demonstrate an ability to effectively facilitate meetings with the process owner or SME’s within the business.
Deliver clear and concise written documents including audit reports, emails, and memos.
Prepare logical and comprehensive workpapers that adequately support and document the planning and fieldwork executed as well as the conclusions reached.
Prepare narratives and flowcharts to document business processes and controls.
Prepare architecture diagrams of technical components that support the business processes and controls.
Prepare draft report and audit findings documents as assigned
Prepare and deliver project status update emails
Articulate audit project status to IAD management
Facilitate planning, kick off and close meetings with the business.
Be an active member of the team and department.
Actively participate in team and department meetings and discussions.
Develop and raise project ideas.
Support and suggest department project initiatives
Network with peers to strengthen IAD’s reputation and understand the TRP business
Financial Services Industry experience
Detailed knowledge of audit techniques, theories and standards
Full knowledge of IS or IT auditing techniques
Full knowledge of how information systems and applications support business processes
A professional designation (CPA/CIA/CISA/CISSP) with 2-4 year auditing experience
Data Mining experience (e.g. ACL, IDEA, etc.)
Excellent Project Management skills including the ability to deliver assignments on time and within budget
Excellent written and oral communication skills
Analytical skills and experience
Excellent interpersonal skills
College degree and 2 years of related work experience, or
Associate degree and 4 years related work experience, or
High School diploma/equivalent and 6 years related work experience
T. Rowe Price is an Equal Opportunity EmployerT. Rowe Price is an asset management firm focused on delivering global investment management excellence and retirement services that investors can rely on–now, and over the long term.